《Wiley Series 55 Exam Review 2013 + Test Bank》是一本圖書，作者是The Securities Institute of America, Inc.
基本介紹
- 外文名：Wiley Series 55 Exam Review 2013 + Test Bank
- 作者：The Securities Institute of America, Inc.
- 出版時間：2013年9月
- 頁數：192 頁
- ISBN：9781118672594
- 定價：203.97 美元
內容簡介
The Equity Trader Qualification Examination (Series 55) is used to qualify individuals seeking registration pursuant to the NASD By-Laws Article III, Section 2 and the Membership and Registration Rules. Registered representatives in this category of registration may trade equity and convertible debt securities on a principal or agency basis. In order to be registered in this re...(展開全部) The Equity Trader Qualification Examination (Series 55) is used to qualify individuals seeking registration pursuant to the NASD By-Laws Article III, Section 2 and the Membership and Registration Rules. Registered representatives in this category of registration may trade equity and convertible debt securities on a principal or agency basis. In order to be registered in this registration category, candidates must first be qualified as either Limited Representative Corporate Securities (Series 62) or General Securities Representative (Series 7).The Equity Trader Qualification Examination (Series 55) is used to qualify individuals seeking registration pursuant to the NASD By-Laws Article III, Section 2 and the Membership and Registration Rules. Registered representatives in this category of registration may trade equity and convertible debt securities on a principal or agency basis. In order to be registered in this registration category, candidates must first be qualified as either Limited Representative Corporate Securities (Series 62) or General Securities Representative (Series 7). Each book is accompanied by an online test bank with 49 questions, organized by chapter. The questions included in the book have been included in this online test bankTopics covered: NASDAQ SecuritiesOver-the-Counter SecuritiesQuotation and Market Maker Requirements Regulation of the National Market SystemTrading HaltsMarket HaltsPre-Arranged and Third Party TradesAnti-Competitive Trading Practices Transactions in Accounts (Short Sales, Limit Orders)Display, Execution and Trading Syste
